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Underwriting Listing Standards

A&O Shearman

Greater Flexibility for Raising Capital in Nasdaq Direct Listings

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On December 2, 2022, the SEC, acting through its Division of Trading and Markets, approved changes that Nasdaq had proposed to its regime for primary direct listings (which Nasdaq refers to as direct listings with a capital...more

BakerHostetler

Capital Markets: The Nuts and Bolts of a Direct Listing

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Direct listings have been gaining traction as an alternative to the traditional IPO approach to going public. A direct listing is the registered sale of a company’s stock and the listing of that company’s stock on an exchange...more

White and Williams LLP

Direct Listings: Capital Liquidity, Liability and D&O Insurance Coverage Considerations

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Direct listings have been a hot topic in the news lately, particularly in light of the recent submission of proposals to the U.S. Securities and Exchange Commission (SEC) by the New York Stock Exchange (NYSE) (and indications...more

Bennett Jones LLP

Cannabis IPO Checklist

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With their access to local and global investors and finance opportunities for companies at all stages, Canada’s world leading cannabis capital markets offer a wealth of opportunity. While Canada has several public listing...more

Bennett Jones LLP

Mining Initial Public Offering Checklist - 2019

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Canada’s world leading mining capital markets offer a wealth of opportunity, with their access to local and global investors, finance opportunities for companies at all stages, and sophisticated technical know-how. While...more

Bennett Jones LLP

Renewable Energy & Clean Technology Initial Public Offering

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Canada’s world leading renewable energy and clean technology capital markets offer a wealth of opportunity, with their access to local and global investors, finance opportunities for companies at all stages, and sophisticated...more

Bennett Jones LLP

Oilfield Services Initial Public Offering Checklist

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Canada’s world leading oilfield services capital markets offer a wealth of opportunity, with their access to local and global investors, finance opportunities for companies at all stages, and sophisticated technical know-how....more

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