Digital Identity Discussion - Digital Planning Podcast
Compliance Perspectives: Due Diligence and Ultimate Beneficial Ownership (UBO)
CF on Cyber: Key Takeaways from the California AG’s Proposed CCPA Regulations
Ropes & Gray’s PEP Talk: General Solicitation by Private Equity Funds Under 506(c)
The staff of the U.S. Securities and Exchange Commission (SEC) recently released a no action letter addressing when accredited investor status for purposes of Rule 506(c) of Regulation D can be established by a representation...more
On March 12, 2025, the Securities and Exchange Commission (“SEC”) issued a significant no-action letter clarifying the use of high minimum investment amounts as a method for verifying accredited investor status under Rule...more