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King & Spalding

Imposter Websites Prompt Regulatory Warning to Financial Industry

King & Spalding on

On April 29, 2019, FINRA published an Information Notice alerting to a potential increase in member firms falling victim to imposter websites – websites designed to appear legitimate but that actually serve as a vehicle to...more

Katten Muchin Rosenman LLP

Corporate & Financial Weekly Digest, Featuring Articles on a FINRA Warning on Imposter Websites and Proposed Rules Changes on...

BROKER-DEALER - SEC Extends Compliance Date for Regulation NMS Changes - The Securities and Exchange Commission has extended the compliance dates for amendments to Rule 606 of Regulation National Market System (NMS)...more

Bass, Berry & Sims PLC

Privacy Perils: 2FA or Not 2FA - That is the Question

We've previously described and recommended the use of multi-factor (or two factor) authentication (2FA) on multiple occasions...more

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