Bruce Ericson

Bruce Ericson

Pillsbury Winthrop Shaw Pittman LLP

Contact  |  View Bio  |  RSS

Latest Posts › SEC

Share:

Court of Appeals Warns Against Complacency in the PSLRA’s Safe Harbor

SEC Rule 10b-5 makes it unlawful to misstate a material fact (or omit to say something if the omission would render misleading what you do say) in connection with the purchase or sale of a security. The Private Securities...more

7/29/2015 - Appeals Financial Statements Material Misstatements PSLRA Rule 10b-5 Safe Harbors SEC Shareholder Litigation Shareholders

Supreme Court Finds No Fraud Exception to Five-Year Statute of Limitations for Government Lawsuits Seeking Civil Penalties

The U.S. Supreme Court’s recent decision in Gabelli v. Securities Exchange Commission (Feb. 27, 2013) rejects an attempt by the Securities and Exchange Commission to extend a statute of limitations by invoking a “discovery...more

3/5/2013 - Discovery Rule Fraud Gabelli v SEC SCOTUS SEC Statute of Limitations

2 Results
|
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:

Sign up to create your digest using LinkedIn*

*With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name. Or, sign up using your email address.
×