Electronic Discovery › Business Organization › Securities Law

SEC Reaffirms Position with Respect to RIA Registration for Special Purpose Vehicles

On January 19, 2012, the Division of Investment Management of the Securities and Exchange Commission (the “Staff” or the “SEC”) reaffirmed its position in its December 8, 2005, response to the American Bar Association...more

Securities Litigation Report - Volume 8, Issue 4 - April 2011

In this issue: The Vivendi Ruling: Revisiting Three Key Issues (and Adding Two More); Delaware Chancery Court Update: Recent Decisions Shed New Light on Stapled Financing Offered by Financial Advisors, Duties of Directors...more

T.R. Investors v. Genger

Brief of Amicus Curiae in Support of Defendant Below-Appellant Urging Reversal

This amicus brief addresses issues raised in the Court of Chancery relating to preservation and deletion of data. In the brief, amici argue that the Court misapplied technological concepts and therefore reached a conclusion...more

The Société Générale/Jérôme Kerviel trial: issues of e-discovery and forensics plus governance, risk and compliance [UPDATED]

Reported by: Darius Champion, special correspondent to Project Counsel and Gregory P. Bufithis, founder and chairman of Project Counsel 23 June 2010 — We have had the good fortune these last two weeks to be following the...more