Insurance Limits and Case Value - A Clear Correlation?
Taking A Proactive Approach to Cyber Security
Underwriting: Art or Science?
Medical PL Risks in Retail Healthcare
Physician Considerations When Prescribing Medical Marijuana
Electronic Medical Records: Help or Hindrance?
Technology in Healthcare
Prior & Pending Litigation
Is Private/Non-Profit D&O Coverage Under Priced?
Polsinelli Podcasts - What Employers Need to Know about Mediation and Arbitration
"Damages" in an Injury Lawsuit: An Introduction for Lay People
Your Deposition: What to Expect
Bringing a Lawsuit to Find Out What Happened and Why
Subrogation: Piggyback Claims by Health Insurers in Injury Lawsuits
Who Can Sue the U.S. Government for Injuries? A Legal Primer
Why Secret Settlements of Injury Lawsuits Are Bad (for Everyone but the Defendant)
The Evolution of Informed Consent in U.S. Courts
What patients misunderstand about their right of informed consent
Only in DC: Ethics Rule Permits Non-lawyers to Own Law Firms
Next Accreditation System – Interview with Andy Roth, Member, Mintz Levin
The Eighth Circuit Court of Appeals recently held that, under Minnesota law, multiple wrongful acts by a financial advisor to four plaintiffs are “interrelated” and “logically connected” within the meaning of the policy’s...more
Novel theories by plaintiffs’ lawyers need to foster novel approaches by M&A lawyers.
A number of recent cases highlight the increasing risks for financial advisors and the lawyers who represent them. Financial...more
A summary and discussion about SEC v. Thor Industries, including the allegations, the remedies, who did or did not do what, and improvements that could be made by the SEC and in governance and risk....more
Shouldn't CLE be free? Now it is, as The Network of Trial Law Firms today launched its TRIAL.COM Online CLE Center at www.TRIAL.COM/cle. The service is 100% free and attorneys watching the videos can qualify for CLE credit in...more
D&O, GRC and Accountant Update 8.28.10, the new SEC proxy access rules, and links to articles of interest.
Dave Tate, Esq.
D&O, Governance, Risk, Compliance (GRC) and Accountant Update 8/20/10....more
A brief discussion on third party liability of professionals (Aiding & Abetting liability). Posted by Attorney Brian Mahany, founder of MahanyLaw....more
Audit committee annual self evaluation form in Adobe allowing for information input....more
Audit Committee Agenda updated April 1, 2009...more
Public and private company audit committee responsibilities and risk management....more
A paper discussing nonprofit audit committee functions and responsibilities....more
Governance lessons learned from SEC v. Con-way, Inc....more
This is a memo that I wrote as part of a practicum/internship component of a study-abroad program that I attended in Santiago, Chile during the summer of 2008. It provides a general overview of the Sarbanes-Oxley Act, as...more
The author argues that fee-based financial professionals (i.e., stockbrokers, financial advisors, financial planners) should be subject to per se fiduciary duties. The article was published in the Spring 2007 edition of the...more
This article was published in the Spring 2007 edition of the PIABA Bar Journal. The author argues that fee-based investment advisors should be subject to per se fiduciary duties....more
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