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High Court Confirms Process For Distributing Client Money Held By Firm In Special Administration

In this case report, we consider the High Court judgment in Re Worldspreads Ltd v Re Investment Bank Special Administration Regulations 2011 [2015] EWHC 1719 (Ch) (19 June 2015). Originally published in Practical Law on...more

Blog: Shareholder Proposal Regarding Audit Committee Composition

As noted in this article from Compliance Week, the Corp Fin staff have refused to issue no-action relief to Citigroup agreeing that it could exclude from its proxy statement a proposal from the prolific John Chevedden...more

Detroit's "Fiscal Cliff" and Michigan's Response

Detroit’s increasingly distressed financial condition has created a dynamic and rapidly evolving situation where the potential of a Chapter 9 filing appears to be the subject of renewed discussion and legislative attention. ...more

"MF Global and the New UK Special Administration Regime"

The MF Global UK Limited (MFG UK) case is the first opportunity for market participants to observe the impact of the UK’s new Special Administration Regime (the SAR) for failed investment banks. Background The SAR...more

Orrick's Financial Industry Week In Review - June 4, 2012

In This Issue: - Financial Industry Developments · Fed Rule on Supervised Securities Holding Company Registration · MSRB Request for Comment on Trade Size Reporting System · MSRB Concept Release on...more

Corporate and Financial Weekly Digest - June 1, 2012

In this issue: - NASDAQ Proposes Liberalization of Independence Exception Provisions - FINRA Provides Additional Guidance on New Suitability Rule - CFTC Roundtable to Discuss Proposed Regulations Implementing...more

Community Banking Excellence - April 2012

In This Issue: - Interview with a Community Banking Professional: Mark Williamson, President of High Point Bank - Creditors' Rights: Top 10 Bankruptcy Truths Bankers Should Know by Rayford K. (Trip) Adams III...more

CFTC Adopts Customer Property Segregation and Other Swap Regulations; Proposes Volcker Rule

The Commodity Futures Trading Commission (CFTC) on January 11, 2011 finalized three important rules and proposed one additional rule as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010...more

CFTC Final Rule on Protection of Cleared Swaps Customer Contracts and Collateral

On January 11, pursuant to Section 724(a) of the Dodd-Frank Act, the CFTC adopted a final rule regarding the protection of cleared swaps and collateral belonging to cleared swaps customers of futures commission merchants...more

Dodd-Frank Wall Street Reform and Consumer Protection Act: Federal Deposit Insurance Corporation Approves Final Rules Regarding...

On September 13, 2011, the Federal Deposit Insurance Corporation (the “FDIC”) approved a final rule (the “Final Rules”) to be issued jointly by the FDIC and the Board of Governors of the Federal Reserve System (the “Board”)...more

InfoBytes, September 2, 2011 - A Weekly In-depth review of news & developments in the financial services industry

Topics In This Issue • Federal Issues • Courts • Miscellany • Firm News • Firm Publications • Mortgages • Securities • Litigation • Privacy/Data Security Excerpt from "Courts" Bankruptcy Panel...more

FDIC Board Approves Proposed Rule on "Living Wills" and Credit Exposure Reports for Large Organizations; Announces Remedies for...

The Board of Directors of the Federal Deposit Insurance Corporation (FDIC) approved on March 29 a joint Notice of Proposed Rulemaking (NPR) for covered systemic organizations to file and report resolution plans and credit...more

Dodd-Frank Act Creates Significant Changes in Bankruptcy Law Affecting Derivatives and Other Trading Counterparties

After months of negotiations and conferences among key legislators, President Obama signed into law a final version of regulatory reform legislation on July 21, 2010. More than 2,000 pages long, the “Dodd-Frank Wall Street...more

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