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Read need-to-know updates, commentary, and analysis on Securities issues written by leading professionals.

Asset Management Regulatory Roundup - September 2017 - Issue 6

by Dechert LLP on

A compact summary of the most recent regulatory developments relevant to the UK asset management industry. This issue includes details on Brexit: Impact on cross-border financial services contracts; cryptocurrency: initial...more

Defending parallel proceedings: key considerations and best practices

by DLA Piper on

Parallel proceedings refer to two or more concurrent investigations or litigations arising out of a common set of facts. These proceedings can involve any combination of criminal, civil, or administrative authorities, as well...more

Operational Regulatory Risks Facing Private Equity Firms

by Reed Smith on

If you work in the private equity world, you probably know that you are already exposed to a variety of regulatory risks and obligations that can have a significant impact on your firm’s operations and financial rate of...more

Financial Services Legislative And Regulatory Update -- February 13, 2012

In This Issue: Leading the Past Week; Legislative Branch; House of Representatives; Executive Branch; Federal Reserve; SEC; CFTC; IRS; and Miscellaneous. Excerpt from Leading the Past Week In a week that...more

Corporate Communicator - Fall 2011

by Snell & Wilmer on

Many public and larger private companies have complex organizational structures involving multiple levels of subsidiaries, affiliates and brothersister entities. Oftentimes these entities take different legal forms (e.g.,...more

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