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European Union › European Securities and Markets Authority (ESMA) › Short Sales

The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of... more +
The European Union is an economic and political partnership comprised of 27 nations within the Eurozone. The EU was established in 1948 to promote stability and cooperation among member states in the aftermath of WWII. The EU maintains a common currency as well as several intranational institutions, including the European Parliament and the European Commission. less -
A&O Shearman

EU Extends Period for Lower Short Sale Disclosures

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The European Securities and Markets Authority has published a Decision renewing the temporary lower threshold for disclosures of net short positions in shares. ESMA's original Decision has been in effect since March 16, 2020...more

A&O Shearman

European Securities and Markets Authority Publishes Final Technical Advice on the Short Selling Regulation

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The European Securities and Markets Authority has published a final report setting out its technical advice to the European Commission on elements of the Short Selling Regulation that relate to market making, short-term bans...more

Orrick - Finance 20/20

ESMA Publishes Report on Short Selling Regulation

Orrick - Finance 20/20 on

A final report was published by ESMA on December 21, 2017, which contained further technical advice on the Short Selling Regulation. In relation to a number of topics which had been flagged as potentially controversial, the...more

Katten Muchin Rosenman LLP

Italian Short-Term Ban on Shorting Banca Monte dei Paschi di Siena spa and Banca Carige spa

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On October 27, the Commissione Nazionale per le Società e la Borsa (CONSOB), the Italian securities regulator, issued an emergency short selling measure under the European Union’s Short Selling Regulation (Regulation...more

Orrick - Finance 20/20

ESMA Publishes Technical Advice on Short Selling Regulation

Orrick - Finance 20/20 on

On June 3, The European Securities and Markets Authority (ESMA) published its technical advice to the European Commission on the impact of the Short Selling Regulation (ESMA/2013/649)....more

Orrick - Finance 20/20

Short Selling Regulation: ESMA Call for Evidence

Orrick - Finance 20/20 on

On February 12, the European Securities and Markets Authority (ESMA) published a call for evidence in order to evaluate the effects of the Short Selling Regulation. The call for evidence was published in response to the...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week In Review - February 19, 2013

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In This Issue: - Financial Industry Developments •CFPB Implementation Plan for Mortgage Rules •FDIC Proposed Rule on Insured Deposits at Foreign Branches of U.S. Banks •CFPB Bulletin on Servicers'...more

Katten Muchin Rosenman LLP

ESMA Publishes Further Update of Short Selling Regulation Questions and Answers

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On January 30, the European Securities and Markets Authority (ESMA) published a second updated version of its questions and answers EU Regulation on Short Selling and Certain Aspects of Credit Default Swaps (EU236/2012) (the...more

Orrick - Finance 20/20

ESMA Questions and Answers on Short Selling

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On January 30, the European Securities and Markets Association (ESMA) published the second update to its questions and answers on the implementation of the Short Selling Regulation (the SSR)....more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - February 4, 2013

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In This Issue: *Financial Industry Developments - SEC Extends Exemptions for Security-Based Swaps - Fed Announces Release Dates for Results of Supervisory Stress Tests and CCAR - Rating Agency Developments...more

Dechert LLP

Financial Services – Update on UK and European Regulatory Developments

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This update summarises current regulatory developments impacting the asset management sector in the UK and throughout the European Union. In this issue: - Part A – Regulation of Financial Markets - Part B –...more

Orrick - Finance 20/20

Formal Request to ESMA for Technical Advice on the Evaluation of the Short Selling Regulation

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On December 10, ESMA published a formal request it had received from the European Commission for technical advice on the observable effects of the Short Selling Regulation since its coming into force on November 1, 2012....more

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