News & Analysis as of

Audits Enforcement Auditors

Epstein Becker & Green

New York City Department of Consumer and Worker Protection Publishes FAQs As Enforcement of Automated Employment Decision Tools...

As we previously reported, on July 5, 2023, the New York City Department of Consumer and Worker Protection (DCWP) began enforcing Local Law 144 of 2021 (the “Law”) regulating the use of automated employment decision tools...more

Brooks Pierce

SEC Sanctions Auditor, Should Make Small Issuers Think Twice

Brooks Pierce on

The SEC brought a settled administrative action against an auditor on October 24th. Often I’ll take a case like this and write something about it to warn other auditors (or investment advisers or broker-dealers, or whomever)...more

Dorsey & Whitney LLP

SEC, KPMG and Auditor Independence

Dorsey & Whitney LLP on

The Commission, as part of its retooled enforcement program, is, in part, focusing on gatekeepers such as attorneys and accounts in an effort to achieve omnipresence. This has resulted in a number of proceedings against...more

3 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide