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Business Ownership Commodities Futures Trading Commission

Katten Muchin Rosenman LLP

CFTC Adopts Final Rules for Ownership and Control Reports

On October 30, the Commodity Futures Trading Commission approved final rules that implement position and trading activity based reporting requirements for market participants that trade futures and swaps. The final rules...more

Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - November 1, 2013

In this issue: - FINRA Issues New Investor Alert on Closed-End Funds - CFTC Adopts Enhanced Customer Protection Rules - CFTC Adopts Rules Regarding the Protection of Collateral and Treatment of Securities...more

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