News & Analysis as of

Canada New York Stock Exchange

Procopio, Cory, Hargreaves & Savitch LLP

An Alternative Listing Strategy for U.S. and Canadian Capital Markets

U.S. emerging growth companies face many challenges in today’s dynamic capital market when considering going public. One historic obstacle has been the limited number of national exchanges available, with companies usually...more

Dorsey & Whitney LLP

The Corporate Transparency Act: Are You Ready?

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On January 1, 2024, new direct reporting requirements to the Financial Crimes Enforcement Network (“FinCEN”), a bureau of the United States Department of the Treasury, became effective – known as the Corporate Transparency...more

Sherman & Howard L.L.C.

Going Public on TSX or TSXV Present Capital Markets Alternatives for US Private Companies

Private companies considering going public are often dissuaded by the size requirements, cost, and regulatory hurdles involved with listing on the New York Stock Exchange (NYSE) or NASDAQ. The Toronto Stock Exchange (TSX) and...more

Snell & Wilmer

Ownership and Financial Interest Issues in Cross-Borders Cannabis and Hemp Transactions

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The legalization of cannabis in Canada at a time when the Controlled Substances Act still applies in the United States has created a unique situation where Canada’s stock exchanges are attractive for United States cannabis...more

Dorsey & Whitney LLP

Stock Price Flexibility on the NYSE American

Dorsey & Whitney LLP on

Many of our Canadian clients have decided to list their stock in the United States on the NYSE American exchange, instead of Nasdaq. Why? Stock price flexibility is a big factor....more

Dorsey & Whitney LLP

Stopping the Spread of Wealth: Gov. Hickenlooper Vetoes Bill that would Allow Public Ownership of Colorado Marijuana Companies

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There is money to be made in the marijuana industry, and public corporations are taking notice. Colorado’s House of Representatives introduced HB 18-1011 that would allow for – public corporation investment in licensed...more

Dorsey & Whitney LLP

Canadian Cannabis Companies Begin to Trade on National Stock Exchanges in the United States

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With the listing on May 24th of Canopy Growth Corporation (Canopy) on the New York Stock Exchange (NYSE), both NASDAQ and the NYSE have permitted Canadian cannabis companies to trade on their respective exchanges. Canopy, the...more

Dorsey & Whitney LLP

Recent NYSE and NYSE American Announcements

Dorsey & Whitney LLP on

The NYSE has made a few recent announcements affecting the obligations of NYSE and NYSE American listed Canadian companies with respect to providing information to the exchange. An NYSE listed company that files its...more

Dorsey & Whitney LLP

State Securities Laws – Granting Options and Equity Comp in the United States

Dorsey & Whitney LLP on

A Canadian company that proposes to grant stock options or other types of equity compensation to persons in the United States must comply with the securities laws of the state in which the recipient is located, unless the...more

Blake, Cassels & Graydon LLP

At-the-Market Offerings by Canadian Issuers

Recent capital markets conditions have made at-the-market (ATM) offerings an attractive alternative to traditional follow-on equity offerings. ATM offerings reduce execution risk by permitting equity to be sold into the...more

Proskauer - Corporate Defense and Disputes

U.S. Court Dismisses Foreign Residents’ Foreign-Law Claims Arising from Securities Purchased on U.S. Markets

Much ink has been spilled since the Supreme Court’s 2010 decision in Morrison v. National Australia Bank about the federal securities laws’ applicability to foreign transactions in foreign securities.  But what happens when...more

Orrick, Herrington & Sutcliffe LLP

Verbatim: Global Compliance - Quarterly Newsletter: Spring 2013

We've highlighted a few notable developments in corporate governance law taking place this spring that may be of interest to you. For more information on any of the topics listed below, please contact us at...more

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