News & Analysis as of

Capital Markets Crowdfunding

Hogan Lovells

Securities and markets regulatory news, March 2021 # 2

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Brexit and Debt Capital Markets transactions: some practical perspectives -Following the end of the Brexit transition period, debt capital markets participants may now need to consider both EU rules and the parallel UK rules...more

White & Case LLP

Notices to the general public issued by Mexican National Banking and Securities Commission

White & Case LLP on

On December 4, 2020, the Mexican National Banking and Securities Commission (the “CNBV”) issued through its website two notices informing the general public of the following: I. Notice to the general public regarding...more

Alston & Bird

SEC Harmonizes and Improves “Patchwork” Exempt Offering Framework

Alston & Bird on

Our Securities Group breaks down new final rules that the Securities and Exchange Commission hopes will maintain investor protections while eliminating regulatory uncertainty....more

Hogan Lovells

Securities and markets regulatory news, October 2020 # 2

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MiFIR: FCA statement on trade reporting and position limit obligations - The UK Financial Conduct Authority (FCA) has published a statement on trade reporting and position limit obligations under the Markets in Financial...more

Mayer Brown Free Writings + Perspectives

Annual Report of the Advocate for Small Business Capital Formation

The Office of the Advocate for Small Business Capital Formation published its annual report to the Committee on Banking, Housing and Urban Affairs of the U.S. Senate and the Committee on Financial Services of the US House of...more

Hogan Lovells

New OJK regulation on equity crowdfunding

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Following the recent hype surrounding equity crowdfunding activities, particularly for startup companies, the Indonesian Financial Service Authority (Otoritas Jasa Keuangan or OJK) issued OJK Regulation No.37/POJK.04/2018...more

Troutman Pepper

A Strategic Comparison Of Private Investment Fund Models

Troutman Pepper on

Our law firm, Pepper Hamilton, regularly advises prospective private equity and hedge fund managers on the various legal structure options associated with launching a new private investment fund. In our experience, first-time...more

Hogan Lovells

French Legal and Regulatory Update – March 2017

Hogan Lovells on

The Paris office of Hogan Lovells is pleased to provide this English language edition of our monthly e-newsletter, which offers a legal and regulatory update covering France and Europe for March 2017. ...more

Farrell Fritz, P.C.

The JOBS Act at Five: Congressional Hearing Highlights Need for Further Reform

Farrell Fritz, P.C. on

On March 22, the Subcommittee on Capital Markets, Securities, and Investment of the Financial Services Committee conducted a hearing entitled “The JOBS Act at Five: Examining Its Impact and Ensuring the Competitiveness of the...more

Cooley LLP

Blog: Crowdfunding in the European Union: Commission Publishes Staff Working Document

Cooley LLP on

The European Commission has published a staff working document on “Crowdfunding in the EU Capital Markets Union“. The Commission believes that crowdfunding is still relatively small (€4.2bn was raised by crowdfund in the...more

K&L Gates LLP

European Commission publishes plans for a Capital Markets Union

K&L Gates LLP on

On 30 September, the European Commission released its Action Plan for a Capital Markets Union (the “Action Plan”). The Capital Markets Union (“CMU”) is one of the key elements of the broader Investment Plan for Europe...more

Adler Pollock & Sheehan P.C.

Glossary of Important Securities Regulation Terms and Definitions

This Glossary is designed to provide law students taking Securities Regulation with a tool that will assist them in learning the basic language of securities law and achieve a working knowledge of the fundamental principles...more

Parker Poe Adams & Bernstein LLP

What is Crowdfunding Anyway?

Rarely has a capital markets concept been more ambiguous, and potentially more confusing, than crowdfunding. It seems that everyone has his or her own definition, which sometimes varies depending on the circumstances. ...more

Dechert LLP

Investment Funds Update - Europe: Key legal and regulatory updates for the funds industry from the primary European asset...

Dechert LLP on

EMIR: Non-Deliverable FX Forwards and Interest Rate Swap Clearing - Non-deliverable FX forwards - ESMA confirms that EMIR clearing requirements will not apply to non-deliverable FX forwards, though reserves its...more

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