Capital Markets, EU Directive

Regulatory monitoring - July 2024

A&O Shearman on 8/6/2024

1. Bank regulation - 1.1 PRUDENTIAL REGULATION - a) General - (i) International - BCBS: Consultation on report regarding various technical amendments and FAQs - Status: Consultation - Deadline for the submission of...more

Disagreement rather than consensus: The concrete implementation of the Directive on representative actions remains unclear

White & Case LLP on 3/30/2023

When two people quarrel, someone else has the last laugh. It remains to be seen whether this saying proves true in the case of the transposition of the EU Directive on representative actions (EU 2020/1828) ("the Directive")...more

AIFMD 2 has arrived!

Hogan Lovells on 8/8/2019

Pre-marketing and reverse solicitation of alternative investment funds in Europe. The European Commission originally announced a proposal for a supplementary AIFM Directive (AIFMD 2) approximately sixteen months ago. After...more

Evolution Not Revolution: The New EU Prospectus Regulation

Morrison & Foerster LLP on 7/6/2017

The EU’s new Prospectus Regulation was published in the Official Journal of the EU on 30 June 2017 and enters into force 20 days after such date, so 20 July 2017. The vast majority of its provisions will have effect from 21...more

The New Prospectus Regulation – key changes for equity issues

Hogan Lovells on 7/3/2017

The New Prospectus Regulation ((EU) 2017/1129) (PR) will come into force on 20 July 2017. The final text was published in the Official Journal on 30 June 2017 and will enter into force twenty days after its publication. ...more

Orrick's Financial Industry Week In Review

Orrick, Herrington & Sutcliffe LLP on 2/3/2017

Financial Industry Developments - 2016 Data Breach Legislation Roundup: What to Know Going Forward - States were busy updating their data breach notification statutes in 2016. With 2016 in the rear view, let's take...more