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Chief Compliance Officers Governor Cuomo

Manatt, Phelps & Phillips, LLP

UPDATE re Is New York's Proposal a Harbinger of Things to Come? Certification of BSA/AML Compliance and Personal Liability for...

Update - This announcement comes just days after New York Governor Andrew Cuomo nominated Maria Vullo, another lawyer, to replace Benjamin Lawsky, who resigned as the Superintendent of the Department of Financial...more

Locke Lord LLP

NYDFS Announces Proposed Anti-Terrorism and Anti-Money Laundering Regulations

Locke Lord LLP on

On December 1, 2015, New York Governor Andrew Cuomo released a proposal for new anti-terrorism and anti-money laundering regulations for certain financial institutions. Among its more significant provisions is one that would...more

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