News & Analysis as of

Citigroup Securities and Exchange Commission (SEC) Dark Pool

Manatt, Phelps & Phillips, LLP

Corporate Investigations & White Collar Defense - September 2015

No Dog Days of August for the SEC—A Recap of a Busy Month - Why it matters: Who says there is a government slowdown in August? Not for the SEC. August 2015 turned out to be very busy indeed for the agency, which...more

Dorsey & Whitney LLP

This Week In Securities Litigation (Week ending August 1, 2014)

Dorsey & Whitney LLP on

The Commission continued to focus on the markets this week, brining another action involving the operation of a partially dark pool. The ECN operator was a subsidiary of Citigroup. The SEC alleged that confidential customer...more

Dorsey & Whitney LLP

SEC Charges ECN Operator For Failing To Protect Customer Data

Dorsey & Whitney LLP on

Fragmented markets, alternative trading systems and dark pools are increasingly a focus of discussion in the wake of repeated market outages. Interest in these venues has been intensified by the publication of Flash Boys and...more

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