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Commodity Pool › No-Action Relief › Investment Advisers Act of 1940

A Commodity Pool is an investment structure or enterprise where funds from a number of participants are combined into a single entity for the purpose of trading futures contracts, options on contracts, retail... more +
A Commodity Pool is an investment structure or enterprise where funds from a number of participants are combined into a single entity for the purpose of trading futures contracts, options on contracts, retail off-exchange forex contracts or swaps, or to invest in another commodity pool.   less -
Eversheds Sutherland (US) LLP

CFTC Issues No-Action Relief from Commodity Pool Operator Registration Requirements for Business Development Companies

Eversheds Sutherland (US) LLP on

On December 4, 2012, the Commodity Futures Trading Commission’s (CFTC’s) Division of Swap Dealer and Intermediary Oversight (DSIO) issued no-action relief from commodity pool operator (CPO) registration requirements for...more

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