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Cross-Border › Securities and Exchange Commission (SEC) › Title VII

Dechert LLP

SEC Adopts Certain Final Rules Relating to Cross-Border Security-Based Swap Activities

Dechert LLP on

The U.S. Securities and Exchange Commission (SEC) adopted its final rules on the definition of the term “U.S. person” solely for purposes of certain aspects of cross-border security-based swap activities (Final Rules) on July...more

Latham & Watkins LLP

SEC Finalizes Partial Framework for the Cross-Border Application of its Derivatives Regulations

Latham & Watkins LLP on

The SEC Final Rule is the SEC’s first major step toward implementing its final regulatory regime under Title VII of the Dodd-Frank Act. On June 25, 2014, the Securities and Exchange Commission (SEC) approved a final...more

Katten Muchin Rosenman LLP

SEC Issues Proposal Regarding Cross-Border Security-Based Swap Activities

Katten Muchin Rosenman LLP on

On May 1, the Securities and Exchange Commission proposed rules and interpretive guidance with respect to cross-border security-based swap activities. Under this proposal, the requirements of Title VII of the Dodd-Frank Wall...more

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