News & Analysis as of

Data Collection Investment Advisers Act of 1940

Morgan Lewis

SEC Amendments to Form ADV and Recordkeeping Rules Go into Effect on October 1

Morgan Lewis on

The amended Form ADV, which goes into effect October 1, 2017, will require investment advisers to expand the information they report on Form ADV about separately managed accounts and other important aspects of their advisory...more

Wilson Sonsini Goodrich & Rosati

Regulatory Considerations for Artificial Intelligence Programs Providing Advice to Individually Managed Accounts

Artificial intelligence (AI) is expected to revolutionize many areas of modern life, including the investment management industry. AI applications currently are being used to develop management programs for investment funds,...more

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