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Due Diligence › Futures Commission Merchants (FCMs)

Pillsbury Winthrop Shaw Pittman LLP

BitMEX Faces Civil and Criminal Charges over Alleged CEA and AML Violations

Pillsbury Winthrop Shaw Pittman LLP on

BitMEX, a Seychelles-based centralized exchange for trading derivatives on bitcoin, ether and litecoin, and certain of its executives have been charged with a number of violations under the U.S. Commodity Exchange Act (CEA),...more

Skadden, Arps, Slate, Meagher & Flom LLP

"FinCEN Proposes Tighter Customer Due Diligence Requirements for Financial Institutions"

Skadden, Arps, Slate, Meagher & Flom LLP on

For financial institutions, customer due diligence may become tougher and costlier in 2015 if the Financial Crimes Enforcement Network's (FinCEN) latest proposed rule is finalized in its current form. On July 30, 2014, FinCEN...more

Eversheds Sutherland (US) LLP

FinCEN Customer Due Diligence Rule Proposal

Eversheds Sutherland (US) LLP on

On July 30, 2014, the U.S. Treasury Department’s Financial Crimes Enforcement Network (“FinCEN”) issued proposed rules (the “Proposed Rules”) to clarify and strengthen customer due diligence requirements for banks, securities...more

Morgan Lewis

FinCEN Proposes to Expand Financial Institution Customer Due Diligence Requirements

Morgan Lewis on

The proposal would require financial institutions to identify beneficial owners of legal entities and codify existing customer due diligence guidance....more

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