EDGAR

Use Of Additional Soliciting Materials Remains Constant In 2013

by Ethan Mark | Leonard, Street and Deinard - Dodd-Frank and... on 4/8/2013

Since the advent of a mandatory but advisory say-on-pay vote required by the Dodd-Frank Act, issuers have used additional soliciting materials in connection with the say-on-pay vote. Often the filings are made in connection...more

XBRL: Seldom Used But More SEC FAQs

by Stephen M. Quinlivan | Leonard, Street and Deinard - Dodd-Frank and... on 3/4/2013

This CFO.COM article indicates finance executive make little use of the SEC’s XBRL filings. ...more

Market Trends & Legal Developments for Dealmakers - Quarter 4: 2012

by Sheppard Mullin Richter & Hampton LLP on 2/15/2013

In This Issue: -Market Trends -Venture Capital -Private Equity -Initial Public Offerings -Mergers & Acquisitions -Legal Updates -Jobs Act & Capital Markets -Mergers &...more

IRANNOTICEs Begin To Roll Into The SEC

by Stephen M. Quinlivan | Leonard, Street and Deinard - Dodd-Frank and... on 2/13/2013

A number of companies have filed IRANNOTICEs on EDGAR with the SEC (thanks to Broc Romanek for pointing this out). The notices reference disclosures made in annual reports pursuant to Section 219 of the Iran Threat Reduction...more

Division of Corporation Finance Updates Its Confidential Submission Process for Emerging Growth Companies and Foreign Private...

by Nicole M. Maron | Holland & Knight LLP on 7/16/2012

On June 28, 2012, the SEC Division of Corporation Finance provided an updated announcement stating that emerging growth companies (EGCs) and foreign private issuers (FPIs) should continue to use the secure email system...more

JOBS Act to Ease Capital Formation for Public and Private Companies and Reduce Regulatory Burdens on Emerging Growth Companies...

by Mintz Levin - Corporate & Securities on 4/6/2012

On April 5, 2012, after overwhelming bi-partisan support in Congress but criticism from regulators and investor protection groups, President Obama signed into law the Jumpstart Our Business Startups Act (the JOBS Act). The...more

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