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Employee Stock Purchase Plans › Personal Liability

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

Yes, a Fiduciary was held personally liable

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

In my practice, I always talk about how plan fiduciaries can be held personally liable for any issues regarding their retirement plan. Many plan sponsors just don’t pay any attention to that threat until they see it happen to...more

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