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Employee Retirement Income Security Act (ERISA) › Fiduciary Duty › Exceptions

McDermott Will & Emery

[Webinar] ESOP Focus: Deliberate Decision-Making | Plan Amendments and the Duty to Monitor - May 14th, 2:00 pm - 3:00 pm ET

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The decisions you make in response to the global pandemic will have lasting impacts on your business and your workforce. Join members of our ESOP team each Thursday for this webinar series designed to help you navigate and...more

Dechert LLP

Some FAQ News Under ERISA - The DOL Issues Two More Sets of "Investment Advice" Q&As

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The U.S. Department of Labor (the “DOL”) released two additional sets of FAQs on January 13, 2017 regarding the new “investment advice” regulation and related exemptions (the “Rule”) under the fiduciary provisions of the...more

Dechert LLP

The DOL Issues “Investment Advice” FAQs – Continues to Try to Find an Ideal Balance for the Brave New Fiduciary World

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The U.S. Department of Labor (the “DOL”) released its first set of FAQs (the “FAQs”) regarding the DOL’s recently finalized “investment advice” regulation and various related exemptions (collectively, the “Final Rules”) on...more

Morgan Lewis

The Final DOL Fiduciary Rule—Considerations for Plan Sponsors

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The final rule has implications for plan sponsors and may impact certain relationships with service providers. On April 6, after a long (and some might say tortured) process, the US Department of Labor (DOL) issued a...more

Seyfarth Shaw LLP

The DOL Fiduciary Definition Regulations are Here . . . Really They are Finally Here

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Included in the definition of a fiduciary in Section 3(21) of the Employee Retirement Income Security Act (“ERISA”) is someone who provides investment advice for a fee. Regulations issued in 1975 by the U.S. Department of...more

McDermott Will & Emery

Focus on Private Equity - July 2015

McDermott Will & Emery on

What Private Equity Funds Should Know About ERISA: Basics of ERISA Coverage - The Employee Retirement Income Security Act of 1974, as amended (ERISA) imposes numerous duties on fiduciaries holding employee benefit...more

Seyfarth Shaw LLP

DOL: Proposed Expanded Definition of “Fiduciary”

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Background - Section 3(21) of the Employee Retirement Income Security Act (“ERISA’) includes in the definition of a fiduciary someone who provides investment advice for a fee or other compensation, direct or indirect. ...more

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