News & Analysis as of

Employee Retirement Income Security Act (ERISA) › Institutional Investors

Goodwin

ERISA Litigation Update - October 2022

Goodwin on

Key Takeaway: The Sixth Circuit largely affirmed the grant of a motion to dismiss, but reversed the district court’s dismissal of the plaintiffs’ claim that the defendants had failed to select the lowest-cost share class of...more

K&L Gates LLP

ERISA Developments: 2019 Seattle Investment Management Conference

K&L Gates LLP on

TOPICS - - Socially responsible/ESG investing - Distribution through consulting/OCIO firms ...more

Husch Blackwell LLP

Fiduciary Reminder: Complaint Alleges That Fidelity Charged Improper Fees

Husch Blackwell LLP on

A participant in the T-Mobile USA, Inc. 401(k) Retirement Savings Plan recently filed a proposed class action lawsuit against FMR LLC and related entities (“Fidelity”). The lawsuit alleges that an “infrastructure fee” that...more

Wilson Sonsini Goodrich & Rosati

DOL Issues New Guidance for ESG Investing by Plan Fiduciaries

Wilson Sonsini Goodrich & Rosati on

The U.S. Department of Labor (DOL), which oversees Employee Retirement Income Security Act-covered (ERISA) employee benefit plans, recently released new regulatory guidance "clarifying" that "fiduciaries may not sacrifice...more

Foley & Lardner LLP

Emerging Private Fund Manager Guide for Raising Institutional Investor Capital

Foley & Lardner LLP on

Public and private pension plans, endowments, hedge funds and other institutional investors are investing trillions of dollars annually with alternative asset managers. Many of these fund managers are well-established with a...more

Foley & Lardner LLP

Generating Returns Through Better Relationships: How Managed Custody Accounts Benefit Managers and Investors

Foley & Lardner LLP on

Institutional investors are under significant pressure to maximise returns. To that end they have focused on reducing fees and consolidating their portfolios according to the best ideas of their best managers. A few...more

Parker Poe Adams & Bernstein LLP

Tips for Seeking Shareholder Approval of Equity Benefit Plans

Parker Poe Adams & Bernstein LLP on

Most public companies regularly submit equity benefit plans to their shareholders for approval. As a general rule, both NYSE and Nasdaq require that every new benefit plan, and any material amendment to an existing plan, be...more

Morrison & Foerster LLP - Structured Products

Structured Thoughts: News for the financial services community, Volume 7, Issue 2

Morrison & Foerster LLP - Structured Products on

Is There a Standard Form of Rule 144A Representation Letter? - My file of Rule 144A representation letters has been growing fatter, and I‘m not sure why. I would have hoped that by now there would be just one great...more

Goodwin

Financial Services Weekly News Roundup - May 2015 #5

Goodwin on

SEC Enforcement Action on FCPA Compliance – Check the Box Is Not Enough. On May 20 the SEC announced that global resources company BHP Billiton had agreed to pay $25 million to settle charges that it had violated the...more

9 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide