News & Analysis as of September 19, 2024

Regulatory Standards

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Podcast: ESMA Report: Undue Pressure on Companies

ESMA’s Final ESG Fund Name Guidelines

Proskauer - Regulatory & Compliance on 5/16/2024

The European Securities and Markets Authority (“ESMA”) has published its Final Report on the Guidelines on funds’ names using ESG or sustainability-related terms (the “Guidelines”). ESMA was provided with the mandates to...more

Regulation Round Up - March 2024

Proskauer Rose LLP on 4/10/2024

Welcome to the UK Regulation Round Up, a regular bulletin highlighting the latest developments in UK and EU financial services regulation....more

ESMA Guidelines on marketing communications for funds will start to apply

Proskauer Rose LLP on 2/1/2022

On 2 February 2022, the new ESMA guidelines on marketing communications under the Regulation on cross-border distribution of funds (EU) 2019/1156) (“Guidelines”) will start to apply....more

ESMA Highlights EU Regulatory Rules Applicable to ICOs

Latham & Watkins LLP on 11/17/2017

ESMA has published two statements highlighting ICO risks for investors and EU regulatory rules applicable to issuers and advisors involved with ICOs. The European Securities and Markets Authority (ESMA) published two...more

UCITS V Directive—Overview and Practical Implications

K&L Gates LLP on 10/15/2015

Changes to the UCITS Directive (known as “UCITS V”) were published in the Official Journal of the European Union and came into force on 17 September 2014. EU Member States are required to transpose UCITS V into national law...more

ESMA Publishes Opinion on Draft Regulatory Technical Standards Under the AIFMD

Orrick - Finance 20/20 on 8/28/2013

On August 20, the European Securities and Markets Authority (ESMA) published the opinion it submitted to the European Commission about draft regulatory technical standards (RTS) required under Article 4(4) of the Alternative...more

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