News & Analysis as of September 18, 2024

Funding › Misleading Statements

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Podcast: The Briefing by The IP Law Blog - Court Rules Litigation Funding Not Relevant in Netflix v. GoTV
The Briefing by The IP Law Blog: Court Rules Litigation Funding Not Relevant in Netflix v. GoTV
Spending New York’s $4.2 Billion Environmental Bond Funds
Arm's Length Principle Vs. Implicit Support: What's the Way Forward?
Inside DC Podcast: FY2022 Budget Recap and the DC Council’s Fall Agenda
Fast Track to IPO: Why Are Series A Startups Snatching Topflight CFOs?
FCPA Compliance and Ethics Report-Episode 175-Debra Bruce on new methods for law firm funding and its implications
IP|Trend: Starting Up Your Protection of Intellectual Property
PV Project Finance in Latin America is Easy, Right?
Navigating the Dual Track M&A/IPO– Part One
The Shift to Angel Investors – Interview with Jeremy Glaser, Member, Mintz Levin
Financing Trends in Life Sciences – Interview with Bill Whelan, Member, Mintz Levin
Jobs, Funding For Courts On Agenda For New ABA President

The Grinch, Tim Leissner and the SEC – The Schemes

Thomas Fox - Compliance Evangelist on 12/18/2019

The Grinch is certainly a title that could be an allegory with disgraced Goldman Sachs Group Inc.’s former partner Tim Leissner about now. He was the lead Goldman Sachs banker who facilitated the firm’s work on bond offerings...more

SEC Steps into Fund Boardroom Once Again; Charges Adviser with Misleading Board

Broker-Dealer Compliance + Regulation on 8/23/2013

The SEC charged a registered investment adviser and its principal with misleading a mutual fund’s board about the adviser’s portfolio management trading capabilities. The SEC said the adviser misled the board at two meetings...more

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Funding › Misleading Statements

The Grinch, Tim Leissner and the SEC – The Schemes

SEC Steps into Fund Boardroom Once Again; Charges Adviser with Misleading Board

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