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Insider Trading › SEC Comment Letter Process

Paul Hastings LLP

Public Company Update: Things to Keep in Mind for the 2024 10-K Season

Paul Hastings LLP on

As we head into year-end, annual reporting season is just around the corner. Over the past 12 months, the SEC has been active on the rulemaking front, resulting in numerous new disclosure obligations for issuers during the...more

Skadden, Arps, Slate, Meagher & Flom LLP

Capital Markets - 2022 Capital Markets and Corporate Governance Regulatory Review

Skadden, Arps, Slate, Meagher & Flom LLP on

To prepare for 2023, reporting companies should be aware of applicable SEC filing deadlines and financial statement “staleness” dates, as well as regulatory reforms that may affect the preparation and contents of disclosures...more

Parker Poe Adams & Bernstein LLP

SEC Comment Letters–A New Twist on Insider Trading?

Parker Poe Adams & Bernstein LLP on

A few days ago the New York Times reported a recent study by three professors at the Haas School of Business at the University of California at Berkley that notes increased insider sales just prior to the EDGAR filing of...more

Cooley LLP

Academic Study Shows Increases In Insider Sales Prior To Public Release Of Certain SEC Comment Letters

Cooley LLP on

Articles in Compliance Week and Forbes report on a recent academic study showing unusually high levels of stock sales by insiders in the period prior to public release of SEC comment letters that addressed revenue...more

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