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Akin Gump Strauss Hauer & Feld LLP

Richard Rabin Quoted in The Hedge Fund Law Report on Employee Handbooks for Fund Managers - Media Mentions & Press Releases

Akin Gump Strauss Hauer & Feld LLP on

The Hedge Fund Law Report has quoted Akin Gump labor and employment partner Richard Rabin in an article series on the topic of employee handbooks for fund managers. In part one, “Why Every Fund Manager Should Adopt an...more

Fox Rothschild LLP

Don’t argue; the client is always right even when they are not

Fox Rothschild LLP on

Over the years that I have defended broker-dealers and investment advisors on customer-initiated claims, I have seen many things that would make any compliance officer cringe. One spine tingling (not in the good way) type of...more

Katten Muchin Rosenman LLP

FCA Complaints Review May Impact FCA-Authorized Investment Firms

Katten Muchin Rosenman LLP on

On November 17, the UK Financial Conduct Authority (FCA) published a report setting out its findings pursuant to a review it carried out earlier in the year into FCA-regulated firms’ complaint handling arrangements. The FCA...more

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