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Katten Muchin Rosenman LLP

Corporate and Financial Weekly Digest - March 22, 2013

Katten Muchin Rosenman LLP on

In this issue: - NASDAQ Proposes Internal Audit Function Requirement for Listed Issuers - FINRA’s Frequently Asked Questions on Electronic Blue Sheet Submissions Updated Regarding Order Execution Time -...more

Orrick, Herrington & Sutcliffe LLP

Orrick's Financial Industry Week in Review - March 11, 2013

Orrick, Herrington & Sutcliffe LLP on

In This Issue: *Financial Industry Developments - SEC Risk Alert and Investor Bulletin on Investment Adviser Custody Rule - FHFA Outlines 2013 Goals for Fannie and Freddie - Rating Agency Developments ...more

Dechert LLP

Imminent Thematic Review by FSA of Asset Managers in the UK

Dechert LLP on

The Financial Services Authority is shortly to embark on a thematic review of asset managers. Its focus will be on the risks of bribery and corruption, sanctions and money laundering. Twenty two firms have already been...more

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