News & Analysis as of

Investment Management Stocks

Jackson Lewis P.C.

You Need to Calm Down

Jackson Lewis P.C. on

On August 9, the IRS issued a news release, IR-2023-144, warning taxpayers and advisors of “numerous compliance issues” with ESOPs, such as “valuation issues with employee stock,” “prohibited allocation of shares to...more

Cornerstone Research

Cornerstone Research Experts in Focus: Jules van Binsbergen

Cornerstone Research on

Experts in Focus is the firm’s video and podcast series in which we interview academic experts about their research on a variety of economic and finance topics. In this video, Jennifer Juergens interviews Jules van...more

Baker Donelson

Analyzing Whether Section 18(I) of the Investment Company Act Really Permits Closed-End Funds to Opt In to the Maryland Control...

Baker Donelson on

Section 18(i) of the Investment Company Act of 1940 (the Act) requires, except as set forth in therein and "as otherwise required by law," that each share of stock issued by a registered closed-end fund "shall be a voting...more

Verrill

Target Date Funds: Are You Asking the Right Questions?

Verrill on

Eight years ago, the U.S. Department of Labor (“DOL”) issued “tips” for retirement plan fiduciaries to consider when selecting and monitoring target date retirement funds (“TDFs”). At the time, the DOL noted that TDFs were...more

American Conference Institute (ACI)

[Event] ERISA Litigation – Valuable insights on how to prevent, manage and defend against rising, costly ERISA disputes - November...

Ensure that You are Equipped with the Latest Updates and Strategies to Prevent, Manage and Defend Against Rising, Costly ERISA Disputes - This annual event is your best opportunity to gain best practices for your everyday...more

Perkins Coie

Quarterly Investment Update - 1st Quarter 2019

Perkins Coie on

Economic Commentary - Although there are no signs apparent of an imminent recession in the U.S. or other major global economies, there is some uncertainty whether this is a brief period of moderating global growth or an...more

Perkins Coie

Quarterly Investment Update - 4th Quarter 2018

Perkins Coie on

ECONOMIC REVIEW AND OUTLOOK - The start of 2019 is a stark contrast to the beginning of 2018. Optimism ruled the day last year, as the S&P 500 closed with a 6.6% return in the fourth quarter and the bond market behaved in...more

Carlton Fields

California District Court Denies Motion To Vacate FINRA Arbitration Award

Carlton Fields on

A California district court recently denied a motion to vacate an arbitration award which had denied a plaintiff’s claims brought before the Financial Industry Regulatory Authority (“FINRA”)....more

Perkins Coie

Quarterly Investment Update – 3rd Quarter 2015

Perkins Coie on

Stock Market Commentary - China’s move to devalue its currency in late August set off a wave of selling and renewed volatility across global markets that continued through September. Enduring its worst quarter since...more

Stinson - Corporate & Securities Law Blog

SEC Provides Guidance On Custody Of Privately Offered Securities

The SEC’s Division of Investment Management recently offered guidance on the custody of privately offered securities....more

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