News & Analysis as of

Lloyds Banking Group Chief Compliance Officers

The Volkov Law Group

Financial Institutions and a Lack of Ethics

The Volkov Law Group on

If there is one industry that needs an ethics overhaul, it has to be the financial industry. The list of transgressions continues to grow – AML/sanctions, LIBOR, Foreign Exchange Currency Cartels and Market Manipulations,...more

Cozen O'Connor

Investigating Employee Wrongdoing

Cozen O'Connor on

Companies in every industry—private and public—struggle with the difficult task of promptly identifying employee wrongdoing and responding appropriately. The National Football League continues to be embroiled in a controversy...more

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