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North American Securities Administrators Association Offerings

The Volkov Law Group

TradeStation Settles Securities Violations Stemming From its Crypto Yield Product

The Volkov Law Group on

On February 7, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced charges and a related cease-and-desist order (the “Order”) against TradeStation Crypto, Inc. (“TradeStation”) for failing to register the...more

Goodwin

NASAA (State Securities, not Outer Space) Cautions Investors Exploring Opportunities in the Metaverse

Goodwin on

​​​​​​​The North American Securities Administrators Association (NASAA), an organization of state and provincial securities regulators in the United States, Canada, and Mexico, recently issued an investor advisory warning...more

Stinson - Corporate & Securities Law Blog

SEC and North American Securities Administrators Association Sign Information-Sharing Agreement

On February 17, 2017, the Securities and Exchange Commission (SEC) and the North America Securities Administrators Association (NASAA) entered into an information-sharing agreement in connection with intrastate crowdfunding...more

Stinson - Corporate & Securities Law Blog

Bipartisan Members of Congress and NASAA Declare Support for SEC’s Proposed Modernization of Rules to Facilitate Intrastate...

On October 7, 2016, a bipartisan contingent of members of the U.S. House of Representatives and the president of the North American Securities Administrator Association (NASAA) coordinated a duel message to the SEC regarding...more

Akerman LLP

Amendments To "Regulation A" - A Step Towards a Middle Ground in Smaller Company Capital Formation

Akerman LLP on

The Securities and Exchange Commission (Commission) recently proposed rules amending Regulation A. Regulation A currently allows an exemption from federal registration under the Securities Act of 1933 (the Securities Act) for...more

Allen Matkins

Does The SEC’s Regulation A Proposal Defy Congress’ Clear Intent?

Allen Matkins on

This week’s announcement by the Securities and Exchange Commission that it is proposing amendments to update and expand Regulation A has attracted quite a bit of attention. David Lynn writing in Broc’s Blog took special note...more

Morrison & Foerster LLP - JOBS Act

NASAA on Reg A+

At the end of last week, the North American Securities Administrators Association (NASAA) submitted another comment letter on Reg A+, which now (given the SEC open meeting notice) seems particularly well timed. The NASAA...more

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