Editor’s Note: Bank Regulators Again Looking at Incentive Compensation and Excessive Risks. Federal Reserve Board Governor Daniel Tarullo and New York Federal Reserve President William Dudley spoke on October 20 at a...more
In this issue: - CFTC Extends No-Action Relief for Certain Transactions and Trading Platforms - NFA Issues a Notice Regarding Segregated Account Balance Reporting - CME Group Introduces Self-Match...more