OTC, CFTC | JD Supra Law News

The Extraterritorial Reach of Derivative Regulation Under Dodd-Frank

by Eileen Bannon | Holland & Knight LLP on 4/15/2013

In the wake of the financial crisis, global regulators have endeavored to undertake significant regulatory reform of the swaps markets. In 2009, the members of the G-20 agreed that: (i) the OTC derivatives contracts should be...more

Gone In 60 Seconds: CFTC’s New Rule Will Force Rejections

by Elan Mendel | Shipkevich PLLC on 2/19/2013

U.S. Commodity Futures Trading Commission’s (CFTC) new 60-second rule will require futures commission merchants (FCMs) to have a maximum of 60-seconds to accept or reject a trade for clearing. Risk reports that the CFTC...more

Corporate and Financial Weekly Digest - February 15, 2013

by Katten Muchin Rosenman LLP on 2/18/2013

In this issue: - FINRA Proposes Rule Change that Would Require Reporting OTC Equity Transactions Within 10 Seconds - FINRA Offers Changes to Proposed Rules Governing Markups, Commissions and Fees - CFTC Permits...more

Derivatives Reform in Europe: European Market Infrastructure Regulation (EMIR) and the Regulatory Technical Standards (RTS)

by Orrick, Herrington & Sutcliffe LLP on 1/25/2013

Update - On 19 December 2012 the European Commission adopted nine regulatory and implementing technical standards for the regulation of OTC derivatives, central clearing and trade repositories. These standards were...more

Home

Legal News

Find a Lawyer

Browse Subjects

Subscribe

Pro Services

For Reporters

OTC › Commodities Futures Trading Commission

The Extraterritorial Reach of Derivative Regulation Under Dodd-Frank

Gone In 60 Seconds: CFTC’s New Rule Will Force Rejections

Corporate and Financial Weekly Digest - February 15, 2013

Derivatives Reform in Europe: European Market Infrastructure Regulation (EMIR) and the Regulatory Technical Standards (RTS)

Corporate and Financial Weekly Digest - December 21, 2012

Orrick's Financial Industry Week in Review - December 10, 2012

CFTC Unlikely To Close Derivatives Loopholes Used by Wall Street

Expand Your Reach