News & Analysis as of September 19, 2024

Recruitment Policies › Financial Industry Regulatory Authority (FINRA)

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DE Under 3: AI Revolution is Now Here with Major Ramifications
Law School Toolbox Podcast Episode 450: Pre-OCI Hiring (w/Sadie Jones)
Post-Injunction Enforcement — Highway to NIL Podcast
The NCAA's Response to the NIL Recruitment Injunction — Highway to NIL Podcast
DE Under 3: Four Things Recruiters Should Take Away from Our “Year-over-Year” Unemployment Pool Comparison Charts
NIL Recruitment Injunction — Highway to NIL Podcast
DE Under 3: Conservative Activist Group Filed OFCCP Complaints, Alleging Major Airlines' DEI Programs Violated Federal Contracts
DE Talk Podcast | Navigating the AI Landscape in Recruitment Marketing
DE Talk | A Focus On Veterans: Supporting Compliance, Recruitment, Candidate Experience & Beyond
Powers Tanis of McAngus Goudelock & Courie on culture, communication and the role of marketing - Passle's CMO Series podcast
DE Under 3: USDOJ’s Settlement Affecting Recruiters, OFCCP’s AAP Verification Deadline Extension & SCOTUS’ New Ruling
How to Recruit and Retain Employees During a Labor Shortage
Health Care Recruiting: What Employers and Employees Should Know
DE Talk | Redefining Work: Breaking the 8-to-5 Culture with Remote Work & Future Hiring
Saving Private Practice: How Practices can Stay Independent and Thrive in Today’s Health Care Market
Restaurant Rebound: How Employers Can Build and Keep Top-Notch Service Teams
Part 2: Practical Considerations in Managing the Risk of Employing Former Government Employees
Part 1: Practical Considerations in Managing the Risk of Employing Former Government Employees
A Winning Game Plan for Recruiting and Retaining Diverse Talent: On Record PR
Revisiting Executive Compensation and Employee Incentive Plans

Webinar Recap! Protecting Confidential Information and Client Relationships in the Financial Services Industry

Seyfarth Shaw LLP on 3/26/2019

In Seyfarth’s second installment in its 2019 Trade Secrets Webinar Series, Seyfarth attorneys J. Scott Humphrey and Marcus Mintz focused on trade secret and client relationship considerations in the banking and financial...more

Former Protocol Members Are Stepping Up Their Restrictive Covenant Enforcement

Seyfarth Shaw LLP on 12/4/2018

As we have discussed on this Blog over the past several years, the Protocol for Broker Recruiting (“Protocol”) allows for reciprocal poaching of brokers....more

The Protocol for Broker Recruiting Suffers Major Defections—and May Suffer More

Ogletree, Deakins, Nash, Smoak & Stewart,... on 1/10/2018

Three prominent financial services companies recently announced their withdrawal from the Protocol for Broker Recruiting, an agreement among securities firms regulating the conduct of stockbrokers changing jobs and curtailing...more

Structured Thoughts: News for the financial services community, Volume 7, Issue 3

Morrison & Foerster LLP - Structured Products on 3/3/2016

Structured Product Sales at Bank Branches: Networking- Arrangement Rules - Many broker-dealers engaged in the structured products industry are affiliates of large U.S. banks, which have a significant customer footprint....more

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Recruitment Policies › Financial Industry Regulatory Authority (FINRA)

Webinar Recap! Protecting Confidential Information and Client Relationships in the Financial Services Industry

Former Protocol Members Are Stepping Up Their Restrictive Covenant Enforcement

The Protocol for Broker Recruiting Suffers Major Defections—and May Suffer More

Structured Thoughts: News for the financial services community, Volume 7, Issue 3

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