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Foley Hoag LLP

Impact of New European AIFMD Regulation on SBICs

Foley Hoag LLP on

The recent adoption of the European Alternative Investment Fund Managers Directive (AIFMD), effective July 2013 (and with transitional provisions in some countries through 2014), has imposed complex new regulations on most...more

Proskauer Rose LLP

Broker-Dealer Beat - June 2015: Foreign Finders

Proskauer Rose LLP on

Foreign Finders - The longstanding rules on foreign finders – when a brokerage firm can pay transaction-based compensation to a non-registered foreign finder – will be incorporated into new FINRA Rule 2040, effective...more

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