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Retirement Plan › Fiduciary Duty › NPRM

Ary Rosenbaum - The Rosenbaum Law Firm P.C.

DOL to expand on new fiduciary rule

Ary Rosenbaum - The Rosenbaum Law Firm P.C. on

Revising the new fiduciary rule is on the drawing board for the Department of Labor (DOL). the Employee Benefits Security Administration (EBSA) plans to issue a Notice of Proposed Rulemaking (NPRM) addressing the definition...more

Morgan Lewis

DOL Fiduciary Rule to Revamp Regulation of Advice to Plans and IRAs

Morgan Lewis on

Reproposal would broaden the fiduciary definition, narrow exceptions, and substantially revise prohibited transaction exemptions applicable to current and newly covered fiduciaries....more

Ballard Spahr LLP

Department of Labor Proposes New Regulations on Fiduciary Advice

Ballard Spahr LLP on

The U. S. Department of Labor (DOL) has reissued long-awaited proposed regulations describing the circumstances in which a person who provides investment advice in connection with a retirement plan or individual retirement...more

Goodwin

Financial Services Weekly News Roundup - April 2015 #3

Goodwin on

DOL Fiduciary Standard Proposal. The Department of Labor issued a notice of proposed rulemaking including a definition of the term “fiduciary,” a conflict of interest rule for retirement investments, new exemptions and...more

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