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Retirement Plan › Securities Act of 1933

Mintz - Securities Litigation Viewpoints

Briefs Filed in CalPERS v. ANZ Securities

Mintz - Securities Litigation Viewpoints on

On February 27, 2017, the California Public Employees’ Retirement System (“CalPERS”) filed its brief with the Supreme Court, requesting that the Court reverse the decision of the Second Circuit and abrogate the Second...more

Parker Poe Adams & Bernstein LLP

Limits on 401(k) Plan Brokerage Windows

Parker Poe Adams & Bernstein LLP on

Many companies have recently modified their 401(k) plans to add a “brokerage window,” sometimes also known as a “self-directed account” or “self-directed brokerage account.” Rather than limiting participants to specified...more

Carlton Fields

SEC Extends Rule 482 Relief to Non-ERISA Retirement Plans

Carlton Fields on

The SEC staff issued a no-action letter on February 18 that is important for many participant-directed individual account retirement plans (including some established under Section 403(b) of the Internal Revenue Code) that...more

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