Risk Management, Corporate Governance, Dodd-Frank

FDIC Proposes Guidelines Establishing Standards for Corporate Governance and Risk Management for Covered Institutions with Total...

Goodwin on 11/16/2023

On October 3, 2023, the Federal Deposit Insurance Corporation (FDIC) approved proposed guidelines establishing standards for corporate governance and risk management for covered institutions with total assets of $10 billion...more

Fergus Allan on GRC in the UK & USA in 2019

Mitratech Holdings, Inc on 1/30/2019

We recently shared the opinions of 11 GRC experts on what developments to track in 2019. One of them, Fergus Allan of TORI Global, now provides more dimension and detail to his interesting outlook on what lies ahead....more

Examiners are Carefully Scrutinizing Financial Institutions’ Compensation Arrangements

Ruder Ware on 12/14/2017

It has come to our attention that some examiners have recently been carefully scrutinizing financial institutions’ employee compensation arrangements. Although it now appears unlikely that the proposed Dodd-Frank rules on...more

US Federal Reserve Board Begins the Process of Regulating Insurance Companies

Dechert LLP on 7/27/2016

Nearly six years after the adoption of Dodd-Frank’s Title I, which provides for the regulation by the Board of Governors of the Federal Reserve System (Board) of non-bank financial companies – such as insurance companies,...more

Federal Agencies Release Joint Proposed Rule on Financial Institution Incentive-Based Compensation

Mintz - Employment Viewpoints on 6/6/2016

Last month, consistent with their obligation under the Dodd-Frank Act, several federal agencies released for comment a joint proposed rule that would prohibit any incentive compensation that encourages inappropriate risk...more

New Proposed Rules on Banker Incentive Compensation Released

Stinson - Corporate & Securities Law Blog on 4/22/2016

The National Credit Union Administration, or NCUA, became the first of six Agencies to unveil a revised rule proposal under Section 956 of the Dodd-Frank Act: prohibiting incentive-based payment arrangements that the...more

Corporate Risks: What Do Corporate Leaders Worry About?

The Volkov Law Group on 7/30/2013

This column may be another example of what I call — “ A profound grasp of the obvious.” ...more

Four Key Board Responsibilities for Monitoring Risk and Compliance

NAVEX on 5/13/2013

Introduction: High Pressure Regulatory Environment - Now more than ever, there is increased regulatory pressure on organizations – and their Boards of Directors – to create and maintain effective ethics and compliance...more

Swap Clearing and the Commercial End User Exception: Corporate Governance and Risk Management Issues for Commercial Companies

K&L Gates LLP on 1/18/2013

Central clearing of over-the-counter derivatives is a central pillar of the financial services reforms that are embodied in the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). The presumption...more

Risk Management › Corporate Governance › Dodd-Frank Wall Street Reform and Consumer Protection Act

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