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Risk Mitigation Financial Industry Regulatory Authority (FINRA) Risk Alert

Dechert LLP

OCIE Publishes Risk Alert In Response to WannaCry Ransomware

Dechert LLP on

The Office of Compliance Inspections and Examinations (OCIE) of the U.S. Securities and Exchange Commission (SEC) issued a National Exam Program Risk Alert (Risk Alert) on May 17, 2017 in response to “WannaCry,” the ongoing...more

WilmerHale

SEC Issues Cybersecurity Examination Risk Alert

WilmerHale on

On September 15, the Securities and Exchange Commission’s (SEC) Office of Compliance Inspections and Examinations (OCIE) issued a Risk Alert re-emphasizing the careful scrutiny it will give to the data security practices of...more

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