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Risk Mitigation Securities and Exchange Commission (SEC) Whistleblower Awards

ArentFox Schiff

Beyond Robinhood: SEC Oversight in the FinTech Industry

ArentFox Schiff on

With SEC claims on the rise and the recent Whistleblower amendments, FinTech businesses will be well-served by reviewing their compliance operations and consulting with counsel as needed to mitigate avoidable risk. Is...more

NAVEX

Why You Shouldn’t Relax on Pretaliation—Even if Policymakers Do

NAVEX on

About two years ago, the Securities and Exchange Commission (SEC) made history when it brought the first “pretaliation” whistleblower enforcement action against KBR Inc., a technology and engineering firm in Houston. The...more

Foley & Lardner LLP

White Collar Enforcement and the New Trump Administration: Your Top Ten Questions Answered

Foley & Lardner LLP on

Enforcement activity under the Obama administration often made headlines for the eye-popping level of fines, with the Foreign Corrupt Practices Act (FCPA), Anti-Money Laundering (AML) regulations, and economic sanctions...more

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