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Securities Exchange Act › Dodd-Frank Wall Street Reform and Consumer Protection Act › Risk Retention

The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange... more +
The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange Commission (SEC), which is the primary regulatory agency enforcing federal securities laws. less -
Stinson - Corporate & Securities Law Blog

Challenge to Risk Retention Rules Sent to District Court

Stinson - Corporate & Securities Law Blog on

The Dodd-Frank Act requires “securitizers” to retain at least five percent of the underlying credit risk. The Loan Syndications and Trading Association, or LSTA, challenged several aspects of the related rules jointly...more

Goodwin

Financial Services Weekly News Roundup - December 2014 #5

Goodwin on

Editor’s Note: Spotlight on the Credit Risk Retention Rule: The OCC, Federal Reserve Board, FDIC, SEC, FHFA and HUD announced the adoption of a joint final rule (the Rule) to implement the credit risk retention...more

Skadden, Arps, Slate, Meagher & Flom LLP

Final Rule to Implement Dodd-Frank Risk Retention Requirement

Skadden, Arps, Slate, Meagher & Flom LLP on

On October 21, 2014, the Office of the Comptroller of the Currency (OCC), the Board of Governors of the Federal Reserve System (Federal Reserve Board), the Federal Deposit Insurance Corporation (FDIC), the U.S. Securities and...more

Williams Mullen

Final Dodd-Frank Risk Retention Rule Adopted

Williams Mullen on

On October 22, 2014, six federal agencies approved a final rule requiring sponsors of asset securitization transactions to retain risk in those transactions. The final rule implements the risk retention requirements in the...more

Morgan Lewis

The Latest from Dodd-Frank: Credit Risk Retention Rule Finalized

Morgan Lewis on

In the latest significant rulemaking arising out of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act), on October 22, six federal financial and housing agencies finalized long-awaited rules on...more

Ballard Spahr LLP

Regulators Decline to Exempt TOBs from Risk Retention Rule but Add Helpful Revisions and Clarifications

Ballard Spahr LLP on

Although regulators have rebuffed industry efforts to have tender option bonds (TOBs) exempted from the final credit risk retention rule (the CRRR), they have nevertheless provided some helpful changes and clarifications that...more

Dechert LLP

U.S. Risk Retention Final Rule: Playing it Forward for CLOs

Dechert LLP on

We will leave the hand wringing and teeth gnashing to others. We expect there will be a lot of that in the days ahead. We have had our say on the misguided premises and tortured statutory interpretation underpinning the final...more

Holland & Knight LLP

Qualifying Loans Will Reduce or Eliminate Risk Retention Obligations of Issuers Under Reproposed Credit Risk Retention Rules

Holland & Knight LLP on

The general risk retention requirements mandated under section 15G of the Securities and Exchange Act of 1934 (added by section 941 of the Dodd-Frank Act) will be applicable to all issuers of asset-backed securities (ABS)...more

Holland & Knight LLP

Reproposed Credit Risk Retention Rules Will Affect All Issuers of Asset-Backed Securities

Holland & Knight LLP on

Issuers of asset-backed securities (ABS) need to understand the reproposed rules regarding the credit risk retention requirements of Section 15G of the Securities and Exchange Act, which, when final, will apply to all public...more

Orrick, Herrington & Sutcliffe LLP

Credit Risk Retention – Joint Regulatory Re-Proposed Rules

Orrick, Herrington & Sutcliffe LLP on

On August 28, 2013, six federal agencies1 jointly re-proposed rules to implement the credit risk retention requirements of Section 15G of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), which was added...more

Goodwin

Agencies Re-Propose Rule Implementing Risk Retention Requirements of Dodd-Frank Act

Goodwin on

On August 28, 2013, the FDIC, OCC, FRB, SEC, Federal Housing Finance Agency, and Department of Housing and Urban Development (collectively, the “Agencies”) issued a second Notice of Proposed Rulemaking (the “revised...more

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