News & Analysis as of September 20, 2024

Securities Exchange Act › Environmental Policies

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The Securities Exchance Act is a United States federal statute enacted in 1934 to govern the secondary securities trading market. In addition, the Securities Exchange Act established the Securities and Exchange... more +

The Justice Insiders Podcast: Meet the Securities and Exchange (and Human Resources) Commission

Recyclable K-Cups: Investors Beware?

Bass, Berry & Sims PLC on 9/16/2024

On September 10, the Securities and Exchange Commission (the Commission or SEC) charged Keurig Dr Pepper Inc. (Keurig) for making inaccurate statements about the recyclability of its K-Cup single-use beverage pods. Without...more

SEC Sanctions Issuer for Misrepresentations Regarding Loan Covenant Compliance

Stinson - Corporate & Securities Law Blog on 9/3/2019

Omega Protein Corporation manufactured and distributed omega-3 fish oils and fish meal products. Omega financed its operations through federal government programs under Title XI of the Merchant Marine Act of 1936....more

Doing Business in the United States

Pillsbury Winthrop Shaw Pittman LLP on 10/16/2014

In This Book: - Choice Of A Business Entity - Introduction To Federal Securities Laws - From Let’s Go Shopping To Closing: M&A Process In The United States - Employment Considerations -...more

Doing Business in the U.S.

Pillsbury Winthrop Shaw Pittman LLP on 4/17/2013

In This Issue: - Preface - Chapter 1 Choice Of A Business Entity - Chapter 2 Introduction To Federal Securities Laws - Chapter 3 From Let’S Go Shopping To Closing: U.S. M&A Process - Chapter 4...more

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Securities Exchange Act › Environmental Policies

Recyclable K-Cups: Investors Beware?

SEC Sanctions Issuer for Misrepresentations Regarding Loan Covenant Compliance

Doing Business in the United States

Doing Business in the U.S.

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