Shareholder Litigation, Securities and Exchange Commission (SEC), No-Action Letters

Glossary of Important Securities Regulation Terms and Definitions

Adler Pollock & Sheehan P.C. on 8/20/2015

This Glossary is designed to provide law students taking Securities Regulation with a tool that will assist them in learning the basic language of securities law and achieve a working knowledge of the fundamental principles...more

Trinity Wall Street Responds in Appeal of Exclusion of Shareholder Proposal

Stinson - Corporate & Securities Law Blog on 2/5/2015

Currently before the Third Circuit is Trinity Wall Street v. Wal-Mart Stores, Inc. The case involves whether Wal-Mart can exclude a shareholder proposal under the “ordinary business exception” to Rule 14a-8. Trinity...more

Amicus Briefs Pour in for Wal-Mart Shareholder Proposal Case

Stinson - Corporate & Securities Law Blog on 1/26/2015

Amicus briefs are pouring in in favor of Wal-Mart in its appeal to the Third Circuit. Wal-Mart appealed the United States District of Delaware’s decision that denied Wal-Mart the right to exclude a shareholder proposal...more

Wal-Mart Explains Exclusion of Shareholder Proposal to Third Circuit

Stinson - Corporate & Securities Law Blog on 1/16/2015

Wal-Mart appealed the United States District of Delaware’s decision that denied Wal-Mart the right to exclude a shareholder proposal submitted by Trinity Wall Street. The District Court held that the SEC was incorrect when...more

Wal-Mart Appeals Denial of Exclusion of Shareholder Proposal

Stinson - Corporate & Securities Law Blog on 1/8/2015

Wal-Mart has appealed the United States District of Delaware’s decision which denied Wal-Mart the right to exclude a shareholder proposal submitted by Trinity Wall Street. The District Court held that the SEC was incorrect...more

Corporate and Financial Weekly Digest - Volume IX, Issue 26

Katten Muchin Rosenman LLP on 6/30/2014

In this issue: - Delaware Fee-Shifting Legislation Delayed - SEC Orders Securities Exchanges and FINRA to Develop Tick Size Pilot Plan - CFTC Extends Relief to FCMs from Certain Commingling Requirements ...more