News & Analysis as of

Stock Options Futures

BCLP

CFTC’s Updated Large Trader Report Rule Leaves Important Questions Unanswered

BCLP on

Last week, the CFTC updated its large trader position reporting rules for futures and options. First proposed in June 2023, this much-needed change modernizes a rule that had gone largely unchanged since the 1980s....more

WilmerHale

CFTC Anti-Fraud and Anti-Manipulation Authority: A Focus on Intermediaries

WilmerHale on

The 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), significantly expanded the Commodity Futures Trading Commission’s (“CFTC” or “Commission”) anti-fraud and anti-manipulation statutory...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approvals December 2023

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of December 19, 2023. All prior versions are superseded and should be discarded. Please note the following...more

Skadden, Arps, Slate, Meagher & Flom LLP

Inside the Courts – An Update From Skadden Securities Litigators - December 2022

Cornerstone Research reports that during the first six months of 2022, plaintiffs filed 110 securities class actions, a pace that is generally in line — 2.8% higher — with what we saw in the second half of 2021. Looking...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approval Chart - October 2019

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 29, 2019. All prior versions are superseded and should be discarded. Please note that since we last...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approval Chart - September 2019

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 1, 2019. All prior versions are superseded and should be discarded. Please note the following...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approval Chart October 2018

This Foreign Listed Stock Index Futures and Options Approvals Chart is current as of October 2018. ...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approval Chart June 2017

This Foreign Listed Stock Index Futures and Options Approvals chart is current as of June 2017. ...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approval Chart November 2016

This Foreign Listed Stock Index Futures and Options Approvals chart is current as of November 2016....more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approval Chart October 2016

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 2016. All prior versions are superseded and should be discarded. Please note the following developments...more

Katten Muchin Rosenman LLP

CFTC Issues 30.7 Customer Funds No-Action Relief and Interpretation

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief and interpretive guidance for futures commission merchants (FCMs) with customers that trade...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approvals

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are superseded and should be discarded. Please note the following developments...more

Katten Muchin Rosenman LLP

Foreign Listed Stock Index Futures and Options Approvals Chart

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 21, 2013. All prior versions are superseded and should be discarded. Neither the CFTC nor the SEC has...more

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