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Technology › Regulation SCI

Latham & Watkins LLP

To Fix the Technology Glitches, SEC Imposes New Regulation SCI on the Markets

Latham & Watkins LLP on

Detailed rules will become effective February 2015, with compliance required by November 2015. On November 19, 2014, the Securities and Exchange Commission (the Commission) adopted new rules for technology...more

Akin Gump Strauss Hauer & Feld LLP

SEC Adopts New Regulation to Govern the Technology Systems of the National Exchanges and Certain Other Market Participants

Akin Gump Strauss Hauer & Feld LLP on

On November 19, 2014, the five commissioners of the U.S. Securities and Exchange Commission (SEC) unanimously voted to adopt Regulation SCI, which stands for Systems Compliance and Integrity, to govern the technology...more

Katten Muchin Rosenman LLP

SEC Proposes Rules Regarding Technology Systems

Katten Muchin Rosenman LLP on

On March 8, the Securities and Exchange Commission proposed Regulation Systems Compliance and Integrity (Regulation SCI), which would require certain self-regulatory organizations, alternative trading systems, plan processors...more

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