As we reported in a previous post, the SEC approved amendments to FINRA Rules 6750 and 7730, and TRACE dissemination procedures for Rule 144A trade data. FINRA has announced that these amendments will go into effect beginning...more
The SEC recently approved FINRA’s rule change to permit dissemination of trade data for 144A bonds on TRACE. FINRA will publish a regulatory notice within 60 days of the rule approval, which was earlier this month, providing...more