Where do we go from here? As we mark another milestone in regulatory reform with the fourth anniversary of the enactment of the Dodd-Frank Act, it strikes us that although most studies required to be undertaken by the Act...more
FRB will extend high-quality liquid asset status to some state and municipal bonds.
The FRB has proposed a rule that would recognize certain general obligation state and municipal bonds meeting the same liquidity...more
Elimination of the Ban on General Solicitation and General Advertising -
On July 10, 2013, the Securities and Exchange Commission (the "SEC") adopted an amendment to Rule 506 of Regulation D under the Securities Act of...more
This update summarises current regulatory developments impacting the
asset management sector in the UK and throughout the European Union.
In this issue:
- Part A – Regulation of Financial Markets
- Part B –...more
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