News & Analysis as of September 19, 2024

Unions › Investment Company Act of 1940

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Court Tosses ETF Securities Lending Fee Case

Broker-Dealer Compliance + Regulation on 9/4/2013

A federal district court in Tennessee dismissed a case brought by two union pension funds claiming that securities lending fees paid by an ETF to its adviser’s affiliate violated the adviser’s fiduciary duty under Section...more

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Unions › Investment Company Act of 1940

Court Tosses ETF Securities Lending Fee Case

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