Cyber fraud costs the financial services industry billions in losses each year and has been on the rise. Regulation has followed, creating risks of a different kind.
This timely webinar will walk through some of the latest...more
9/22/2022
/ Amended Rules ,
Best Practices ,
Consumer Financial Protection Bureau (CFPB) ,
Continuing Legal Education ,
Cyber Crimes ,
Enforcement Actions ,
Federal Trade Commission (FTC) ,
Financial Services Industry ,
Fraud ,
New Rules ,
NYDFS ,
Popular ,
Regulation S-ID ,
Regulation S-P ,
Risk Management ,
Rulemaking Process ,
Safeguards Rule ,
Webinars
The Securities and Exchange Commission (SEC) recently announced its intention to avoid “neither admit nor deny” settlements in some cases and instead return to an Obama-era policy requiring more individuals and companies to...more
On October 6, 2021, the Department of Justice opened up a new front in cybersecurity compliance when it announced a Civil Cyber-Fraud Initiative using the False Claims Act and other civil enforcement tools against government...more
Over 90 percent of federal defendants plead guilty, and 83 percent of those who go to trial are convicted on at least one count.1 In most indicted federal cases, the question is not how to persuade a jury at trial, but how to...more
In December, the U.S. Sentencing Commission issued a report on the influence of the U.S. sentencing guidelines on average sentences imposed. The commission found that the guidelines "generally continue to have a substantial...more
On August 30, the Securities and Exchange Commission (SEC) announced settled charges with several investment advisory firms and broker-dealers following email account takeovers. These settlements are the latest in a string of...more
Join in-house counsel, chief privacy and information officers, and C-suite leaders for an in-depth program featuring Carlton Fields' Cybersecurity and Privacy attorneys.
For companies subject to the CCPA, the law ushered...more
8/11/2020
/ California Consumer Privacy Act (CCPA) ,
Chief Information Officers (CIO) ,
Chief Privacy Officer ,
Consumer Privacy Rights ,
Cybersecurity ,
Data Breach ,
Data Collection ,
Data Privacy ,
Data Protection ,
Data Security ,
Enforcement Actions ,
Personally Identifiable Information ,
Privacy Laws ,
State Attorneys General ,
Statutory Damages ,
Statutory Requirements ,
Webinars
Join in-house counsel, chief privacy and information officers, and C-suite leaders for in-depth program featuring Carlton Fields’ Cybersecurity and Privacy attorneys.
For companies subject to the CCPA, the law ushered in...more
5/14/2020
/ California Consumer Privacy Act (CCPA) ,
Chief Information Officers (CIO) ,
Chief Privacy Officer ,
Consumer Privacy Rights ,
Cybersecurity ,
Data Breach ,
Data Collection ,
Data Privacy ,
Data Protection ,
Data Security ,
Enforcement Actions ,
Personally Identifiable Information ,
Privacy Laws ,
State Attorneys General ,
Statutory Requirements ,
Webinars
The U.S. Supreme Court recently held that someone doesn’t need to have “made” a false or misleading statement to have primary liability under the securities fraud rules.
...more
7/15/2019
/ Appeals ,
Enforcement Actions ,
False Statements ,
Fines ,
Intent to Defraud ,
Investment Banks ,
Life Insurance ,
Lorenzo v SEC ,
Material Dissemination ,
Misleading Statements ,
Reaffirmation ,
Rule 10b-5 ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Suspensions